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Live Webcast Replay

The Role of Internal Audit in SOX Compliance


Total Credits: 2 including 2 Auditing- Technical

Average Rating:
   1
Categories:
ACPEN Industry Institute |  Accounting and Auditing
Faculty:
Jennifer Louis, CPA
Course Levels:
Basic
Duration:
2 Hours
License:
Expires 30 day(s) after program date.

Dates
Please Note: Programs with a ☾ insignia begin after 5pm or air on the weekend.


Description

The Sarbanes Oxley Act (SOX) continues to pose challenges with compliance. Companies must continue to evaluate whether they have designed and implemented an adequate system of internal controls over financial reporting (ICFR). This course will address the best practices that ensure an effective and efficient approach to SOX compliance. 

Basic Course Information

Learning Objectives
  • List important requirements of SOX
  • Recall tips for designing and performing compliance testing
  • List best practices for better managing projects related to SOX compliance

Major Subjects
  • Designing work plans for compliance testing
  • Best practices for managing projects for effectiveness and efficiency
  • Ensuring quality Information Produced/Provider by the Entity (IPE)

Course Materials

Faculty

Jennifer Louis, CPA's Profile

Jennifer Louis, CPA Related Seminars and Products

President

EMERGENT SOLUTIONS GROUP


Jennifer has over 25 years experience in designing and instructing high-quality training programs in a wide variety of technical and “soft skills” topics needed for professional and organization success.  In 2003 she founded Emergent Solutions Group, which is dedicated to meeting organization’s professional training needs on a project or part-time basis.  Jennifer serves a wide variety of clients, including public accounting firms, state CPA societies, private industry corporations, and public sector agencies.Previously Jennifer served as the Director of Audit Product Development at Surgent Professional Education for three years.  Prior to that, Jennifer was Executive Vice President/Director of Training Services at AuditWatch, Inc., a highly respected training and audit process consulting firm later acquired by Thomson Reuters.  Over her six years at AuditWatch, Jennifer served many roles.  She began her career at AuditWatch as Vice President of Product Development.   Jennifer also served as an instructor and consultant for the firm’s Audit Productivity Improvement Program (a comprehensive program enabling accounting firms to enhance audit quality and improve audit efficiency), as well as various other training courses.  Later, Jennifer was primarily responsible for working with clients to design high-caliber, customized training programs.  She led the Training Services Division, which includes AuditWatch University (“core-level” staff training for new hires to managers) and related offerings.  She also co-authored the Guide to Value-Added Auditing (Thomson/Practitioners Publishing Company, Fort Worth, TX, July 2001).

Before joining AuditWatch, Jennifer was the Financial/Operational Audit Manager at AARP.  While at AARP she served as one of their specially trained facilitators available as a resource throughout the organization for designing and leading strategic meetings and trainings.

Jennifer was also an Audit Manager at Deloitte, in Washington, DC.  During her five years with Deloitte, she was a frequent local and national instructor.  Jennifer also served as an instructor for the firm’s national “Train the Trainers” program. 

Jennifer graduated summa cum laude from Marymount University with a BBA-Accounting.  She is currently a member of the American Institute of Certified Public Accountants (AICPA) and is licensed to practice accounting in the Commonwealth of Virginia and North Carolina.Contact Jennifer via email at jlouis@emergentgroup.net, or via LinkedIn


Dates

Tue, Jun 17, 2025 - 4:00 PM to 5:48 PM MST-Arizona
Mon, Jun 30, 2025 - 7:00 AM to 8:48 AM MST-Arizona
Mon, Jul 07, 2025 - 9:00 AM to 10:48 AM MST-Arizona
Tue, Jul 22, 2025 - 11:00 AM to 12:48 PM MST-Arizona
Tue, Aug 12, 2025 - 1:00 PM to 2:48 PM MST-Arizona
Fri, Aug 29, 2025 - 7:00 AM to 8:48 AM MST-Arizona
Tue, Sep 02, 2025 - 9:00 AM to 10:48 AM MST-Arizona
Sat, Sep 20, 2025 - 11:00 AM to 12:48 PM MST-Arizona
Thu, Oct 09, 2025 - 4:00 PM to 5:48 PM MST-Arizona
Wed, Oct 29, 2025 - 7:00 AM to 8:48 AM MST-Arizona
Sat, Nov 08, 2025 - 10:00 AM to 11:48 AM MST-Arizona
Tue, Nov 25, 2025 - 12:00 PM to 1:48 PM MST-Arizona
Tue, Dec 09, 2025 - 2:00 PM to 3:48 PM MST-Arizona
Fri, Dec 19, 2025 - 8:00 AM to 9:48 AM MST-Arizona
Tue, Dec 30, 2025 - 10:00 AM to 11:48 AM MST-Arizona
Fri, Jan 02, 2026 - 12:00 PM to 1:48 PM MST-Arizona
Sat, Jan 17, 2026 - 2:00 PM to 3:48 PM MST-Arizona
Wed, Feb 11, 2026 - 8:00 AM to 9:48 AM MST-Arizona
Thu, Feb 26, 2026 - 5:00 PM to 6:48 PM MST-Arizona
Fri, Mar 06, 2026 - 12:00 PM to 1:48 PM MST-Arizona
Wed, Mar 25, 2026 - 1:00 PM to 2:48 PM MST-Arizona
Fri, Apr 03, 2026 - 7:00 AM to 8:48 AM MST-Arizona
Thu, Apr 16, 2026 - 9:00 AM to 10:48 AM MST-Arizona
Thu, May 14, 2026 - 11:00 AM to 12:48 PM MST-Arizona
Fri, May 22, 2026 - 1:00 PM to 2:48 PM MST-Arizona
Tue, Jun 09, 2026 - 7:00 AM to 8:48 AM MST-Arizona
Wed, Jun 17, 2026 - 9:00 AM to 10:48 AM MST-Arizona
Sat, Jun 27, 2026 - 11:00 AM to 12:48 PM MST-Arizona

Additional Info

Basic Course Information

Prerequisites None
Advanced Preparation None
Designed For Anyone responsible for  identifying and managing enterprise risks
Original Recording Date 06/2025
Course Developer EMERGENT SOLUTIONS GROUP
Date Added to Catalog 03/2025
Yellow Book No

Additional Information

Complaint Resolution Policy

Please contact Anne Taylor for any complaints. anne.taylor@acpen.com, (972-377-8199). 


Official Registry Statement

Business Professionals' Network, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org


Instructional Delivery Method

Group Internet Based


Course Registration Requirements

Online Registration


Refund/Cancellation Policy

Please contact the ACPEN help desk 1-877-602-9877 or help@acpen.com if you wish to cancel your attendance for a previously purchased webcast and are requesting a refund or transfer. 


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Overall:      4

Total Reviews: 1